Frank mazzola felix investments cnbc
Web14 Mar 2012 · Frank Mazzola, principal and chief executive officer of New York-based Felix Investments, received a so-called Wells notice from the SEC in August, saying … Web14 Mar 2012 · The SEC alleges that Mazzola, who lives in Upper Saddle River, N.J., and his firms Felix Investments, LLC, and Facie Libre Management Associates, LLC, created …
Frank mazzola felix investments cnbc
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Web31 Jan 2012 · This stock is series C and it is priced at $22 per share which is an implied valuation of $4.1 billion. That is just $200 million more than the value Kleiner Perkins just … WebFrank G. Mazzola has been a registered representative of Felix Investments LLC since September 2009. Mr. Mazzola has approximately eighteen years of experience in …
Web30 Sep 2013 · Since 2009, Mazzola's business has been buying stock in much-talked-about pre-IPO private companies, like Facebook and Twitter, pooling that stock into funds, and then selling stakes in those... Web14 Mar 2012 · Frank Mazzola, 44, who allegedly created funds that raised tens of millions of dollars to invest in shares of the companies, was charged with civil securities fraud. ... was a principal of Felix ...
Web31 Mar 2014 · According to the SEC, Frank Mazzola and the brokerage firm Felix Investments Inc will pay $500,000 to settle charges with the Securities and Exchange Commission. In 2012, Mazzola and Felix allegedly defrauded investors in funds created to purchase shares in technology companies, such as Facebook, prior to their initial public … Webllc; felix investments, llc; michele j. mazzola; anne bivona; clear sailing group iv llc; clear sailing group v llc, relief defendants. case no. 3:16-cv-01386-emc receiver’s notice of motion and motion to disallow purported guarantee claims; memorandum of points and authorities date: april 7, 2024 time: 10:30 a.m.
WebFrank Mazzola, EMILIO DISANLUCIANO, JOHN BIVONA, WILLIAM BARKOW, FB MANAGEMENT ASSOCIATES, LLC, PIPIO MANAGEMENT ASSOCIATES, LLC, PROFESSIO MANAGEMENT, ASSOCIATES, LLC, FELIX VENTURE PARTNERS QWIKI MANAGEMENT ASSOCIATES, LLC, FACIE LIBRE MANAGEMENT ASSOCIATES, …
Web12 Mar 2012 · Market regulators are stepping up their scrutiny of trading in stocks of private companies and are negotiating a settlement with SharesPost, one of the leading platforms for the sale of stock in ... father lord of earth and heaven lyricsWeb1. From 2009 to 2014, Mazzola was a registered representative of Felix Investments, LLC, which was formerly registered as a broker-dealer with the Financial Industry Regulatory … frettin by richard m pek gunnWeb14 Mar 2012 · Frank Mazzola, 44, was sued today in San Francisco District Court, along with Felix Investments, a New York-based brokerage firm he co-owns, and Facie Libre Associates, an affiliated investment ... father lord of earth and heavenWebFrank Mazzola is liable for a civil penalty in the amount of $200,000 pursuant to Section 20(d) of the Securities Act [15 U.S.C. §77t(d)], Section 21(d) of the Exchange Act [15 … father lordWeb16 Mar 2012 · The Securities and Exchange Commission has charged two managers of private investment funds established solely to acquire the shares of Facebook and other Silicon Valley firms with misleading investors and pocketing undisclosed fees and commissions. The SEC alleges that the fund managers collectively raised more than … father lord godWeb12 Mar 2024 · Frank Mazzola, of Upper Saddle River, N.J., who in March 2014 accepted a fine and industry ban to settle an SEC fraud case involving the now-defunct Felix … fretting and fretting corrosionWeb2 May 2014 · 1. Felix Investments, LLC (CRD# 148441) (“Felix Investments”), has been registered with the Bureau as a broker-dealersince August 14, 2009. It has a principal place of business of 600 East Crescent Avenue, Suite 105, Upper Saddle River, NJ 07458-1846. 2. Frank Mazzola (CRD# 2371623) (“Mazolla”), residing in Upper Saddle River, NJ, fret thyself no longer